Accountants for FCA Regulated Businesses

Providing expert FCA guidance and responsive services to help you grow

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FCA regulated businesses have a unique requirement when it comes to their choice of accountancy partner, due to the complex and ever-changing FCA regulations and policies that require careful ongoing management.

At MMBA, we specialise in advising businesses regulated by the Financial Conduct Authority (FCA) – The FCA was formerly known as Financial Services Authority, (FSA)

Our current clients include a variety of insurance brokers, independent financial advisers and insurance administration firms, who all trust MMBA to keep them well ahead on all FCA regulatory matters.

Just some of our advisory services for FCA Regulated businesses are listed below.

Firstly, for start-up firms we provide:

  • Help with setting up the legal structure of the business
  • Assistance on FCA Approval of the agency including Full and limited permissions
  • Variations of Permission (VOPs)
  • Changes in Control (CICs)
  • Changes of legal status
  • Senior Managers applications

For Existing businesses, we can provide the following services:

  • Dealing with preparation of Financial Accounts
  • Assistance in record keeping
  • Assistance with the preparation of FCA financial returns
  • Management Accounts
  • Training on FCA G.A.B.R.I.E.L. and FCA Connect.
  • Tax planning for the business and mitigation advice,
  • Guidance on revenue recognition and application of UK GAAP

Given the sometimes short-notice changes to FCA policies and regulations, we are ideally placed to provide timely advice and solutions, proactively partnering your business towards increased growth whilst maintaining full FCA compliance

Drop us a line

Get in touch, find out more.

Our expert accountancy team for FCA regulated businesses like yours, are here to help right now.

Start the conversation by calling us now on 01772 378 020, or email us here

Alternatively, use our quick contact form here

Talk to our FCA Specialist Accountants

MMBA’s FCA regulation services are excellent. Don’t hesitate to get in touch with our specialist 

MMBA’s FCA Accounting Resources and Knowledge Base

The MMBA Accountant offers a fantastic opportunity to stay updated with the most recent news and guidance

Mohammed Afzal
Mohammed Afzal
2023-02-06
MMBA Accountants have been engaged as UK Law Solicitor’s independent auditors for the last three years. They are totally professional and yet friendly and approachable. They undertake a thorough audit and provide helpful feedback to ensure that our accounting processes remain compliant and suggest ways to make things easier for us. Their prompt and cost effective service has been very different from our previous experiences.
Sarah Coward
Sarah Coward
2020-11-10
I have used MMBA twice now for my accounts and my self assessment. I have found them to be very professional, quick to respond to my emails and very efficient. The service they provide is value for money and good quality, I am happy with MMBA and will continue to use their service. Thank you
Mohammad Yousif Arshad
Mohammad Yousif Arshad
2019-07-24
Excellent. A very personalized service. Always happy to answer any queries and no trouble contacting the team. Customer service is outstanding. I would recommend this firm to family and friends.
Sohaib Ashraf
Sohaib Ashraf
2019-07-23
Excellent firm to deal with. They really take an interest in your questions and make sure they are answered properly.
pavan kumar
pavan kumar
2019-05-14
Best service customer from last 10 years
S Bala
S Bala
2019-05-11
The staff are very attentive and always keen to understand the problem and solve it professionally For my business knowing it is properly seen to is crucial and I always get this assurance from Mmba
Ashfaque Hussain
Ashfaque Hussain
2019-02-13
I found MMBA very professional and personalised. They have looked after my company and personal Tax matters for last 3 yrs, very efficiently and in timely manner. They have dealt with all the correspondence from company house and HMRC in a profgessional manner. I have no hesitation in recommending them to anyone who want their Tax matters to be looked after properly.
James Stevenson
James Stevenson
2019-02-12
Very thorough in their work and quick to respond to any calls or emails. A professional team who helped tremendously when getting my business off the ground and growing.
Shakeel Amjad
Shakeel Amjad
2019-02-07
MMBA Accountants are a professional service accountancy firm that helped my business grow by providing excellent customer service and great industrial knowledge. Highly recommended. SA Capital Consulting